Use of Cigarettes and Alcohol by Preschoolers
While Role-playing as Adults
"Honey, Have Some
Smokes"
Arch Pediatr Adolesc Med. 2005;159:854-859.
Objective To examine preschoolers’ attitudes, expectations, and perceptions of tobacco and alcohol use.
Design Structured
observational study. Children used props and dolls to act out a
social evening for adults. As part of the role play, each child
selected items from a miniature grocery store stocked with 73
different products, including beer, wine, and cigarettes, for an
evening with friends.
Setting A behavioral
laboratory at the Department of Psychological and Brain Sciences,
Dartmouth College.
Patients One hundred twenty
children, 2 to 6 years old, participated individually in the
role-playing.
Main
Outcome Measure
Whether or not a child purchased cigarettes or alcohol at the store.
Results Children purchased a
mean of 17 of the 73 products in the store. Thirty-four children
(28.3%) bought cigarettes and 74 (61.7%) bought alcohol. Children
were more likely to buy cigarettes if their parents smoked (adjusted
odds ratio [OR], 3.90; 95% confidence interval [CI], 1.20-12.63).
Children were more likely to buy beer or wine if their parents drank
alcohol at least monthly (adjusted OR, 3.04; 95% CI, 1.02-9.10) or
if they viewed PG-13– or R-rated movies (adjusted OR, 5.10; 95% CI,
1.14-22.90). Children’s play behavior suggests that they are highly
attentive to the use and enjoyment of alcohol and tobacco and have
well-established expectations about how cigarettes and alcohol fit
into social settings.
Conclusions The data suggest
that observation of adult behavior, especially parental behavior,
may influence preschool children to view smoking and drinking as
appropriate or normative in social situations. These perceptions may
relate to behaviors adopted later in life.
Most tobacco and alcohol prevention studies target children during
adolescence, the peak age for initiating tobacco and alcohol use.
Despite creative efforts and substantial resources, these programs
have had limited long-term success,1-9 perhaps because
the attitudes and expectations that ultimately lead to tobacco and
alcohol use are formed years before adolescence. Early exposure to
alcohol and tobacco use through family members, community and social
events, and media may influence children’s perceptions of alcohol
and tobacco long before they ever consider using these products
themselves.
There
is a striking lack of research that examines young children’s perceptions
of and receptivity to tobacco and alcohol. This may be due partly to
the methodologic challenges posed by studying children at young
ages. Young children’s attitudes are difficult to assess because
they cannot read or write, have limited language skills, and may be
easily influenced by the way questions are phrased. In this study,
we developed and tested a method to examine preschoolers’ attitudes,
expectations, and perceptions of tobacco and alcohol use. We were
particularly interested in assessing children’s perceptions of the
social utility of tobacco and alcohol and evaluating the extent to
which children’s perceptions are related to parental behavior or
media exposure. To do this, we created a role-playing scenario for
the children and used structured observations of their play
behavior. We also surveyed parents about their own tobacco and
alcohol use and their children’s movie viewing.
The study was conducted in a behavioral laboratory at the Department of
Psychological and Brain Sciences, Dartmouth College, and the
protocol was approved by the Committee for the Protection of Human
Subjects. The role-playing scenario, developed for children 3 to 6
years of age, involved grocery shopping and a social evening for
adults. Because of their limited language skills and cognitive
ability, an abbreviated version of the role-playing scenario was
used for 2-year-old children. Each child participated individually
in the role playing, which was guided by a researcher. To
standardize the interaction and minimize observer bias, the
researcher used an age-appropriate script to guide the play.
Unbeknownst to the children, parents were able to view the role
playing from an observation room behind a 2-way mirror, but parents
could not hear what their children said or see what they purchased
from the store.
Props
for the play scenario included a Barbie (Mattel Inc, El Segundo,
Calif) store stocked with miniature products, a kitchen and living
room setup, a car, and 4 adult dolls (2 male and 2 female). The
store was set up to resemble a grocery store, with shelves for
pantry items, a fresh produce section, a refrigerator case, a
check-out counter, and a shopping cart (Figure). The store
was stocked with 133 miniature items that represented 73 different
products, including meats and dairy (10 items); fruits and
vegetables (16 items); breads and cereals (13 items); desserts (15 items);
snacks and candy (23 items); condiments, spreads, and prepared foods
(17 items); medicine, toiletries, and nonfood items (13 items);
nonalcoholic drinks (11 items); beer and wine (9 items, including
Budweiser, Coors, Schlitz, and Pabst); and cigarettes (6 items: 3
packs of Camels and 3 packs of Marlboros). The products were placed
on the shelves in the same location for all children.
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For
children 3 to 6 years of age, the researcher asked each child to
choose 2 dolls and explained that the child would pretend to be one
of the dolls and the other doll would be a friend who was invited
over to watch a movie and have something to eat. The scenario began
in the living room. Acting as the friend, the researcher commented
that there was nothing to eat and suggested to the other doll (acted
by the child) that he or she go to the store to get some
"things." At the store, the researcher told the children
that they could buy whatever they wanted and that when they finished
shopping or when their cart was full, they should come to the
checkout counter. The researcher then played the role of the cashier
while the child shopped. After "purchasing" the groceries,
the child returned to the "house" and was given time to
play with the products he or she selected at the store. At the
house, the researcher resumed playing the part of the friend. For
2-year-old children, the researcher simply asked them to choose a
doll and take it shopping. In most instances, they did not bring the
doll back to the house to play with the products they purchased.
To
verify that children knew what they were buying, each child was
asked by the "cashier" to identify the products they selected as
they placed them on the checkout counter. The researcher recorded
each child’s purchases, identification of the items, and comments
made during the play on an observation sheet. Identification of beer
or wine as any alcoholic beverage (beer, wine, whiskey, etc) was
considered a correct identification.10 Terms such as
"Daddy’s juice" or "booze" were also considered correct
identifications because they indicated an understanding that they
were buying an adult-only product. If a child misidentified cigarettes
or alcohol or asked the researcher what they were, the researcher
replied by saying "cigarettes," "wine," or
"beer." The researcher then asked the child if he or she
still wanted to purchase the product. We counted alcohol and tobacco
purchases only if children correctly identified the item or if they
were told what it was and still chose to buy it. However, we did
not count tobacco or alcohol purchases if a child continued to
misidentify the product after being told what it was (eg, using a
pack of cigarettes as a book or pretending that beer was soda). In a
post hoc analysis, we classified all children who were told what the
product was as "nonpurchasers," and this did not change
the findings.
PARENT QUESTIONNAIRE
We
used a self-administered questionnaire to measure parental alcohol
and tobacco use, children’s exposure to movies, and demographic
characteristics. Parents completed this questionnaire in the
observation room while children were engaged in the role playing.
Parental smoking was measured by asking, "How often do you
smoke?" and "How often does your spouse or partner smoke?" to
which they could respond "never," "occasionally," or
"every day." These responses were combined into a
dichotomous variable indicating whether one or both parents smoked
at least occasionally. Parental drinking was measured by asking,
"How often do you drink beer, wine, or liquor?" and
"How often does your spouse or partner drink beer, wine, or
liquor?" to which they could respond "never,"
"less than once a month," "1 to 3 times a month," "1
to 6 times a week," or "every day." These responses were combined
into a single dichotomous variable indicating whether one or both
parents drank "less than monthly" or "monthly or more."
Parents were asked how often their children watched G-, PG-, PG-13–,
and R-rated movies. Responses were used to create a 5-point index
that indicated the highest movie rating level children watched and
the frequency with which they watched movies (0 indicates G movies
monthly or less; 1, G movies weekly or more; 2, PG movies
monthly or less; 3, PG movies weekly or more; 4, ever watch
PG-13– or R-rated movies). For example, if a child watched G-rated
movies every day and PG-rated movies once or twice a month, that
child’s score for the movie-viewing index would be 2 (ie, PG movies
monthly or less).
SAMPLE
Participants
were recruited from the pediatric outpatient clinic at
Dartmouth-Hitchcock Medical Center and local supermarkets and day
care centers in Lebanon, NH. Potential participants were told that
this study was about children’s attitudes toward popular products
sold in supermarkets and adult social behaviors. One hundred twenty
children between 2 and 6 years of age participated in the study. One
hundred nine (91%) of the parents who completed a questionnaire were
mothers, 7 (5.8%) were fathers, and 4 (3.3%) were other guardians.
DATA ANALYSIS
The
primary outcome measure was whether or not a child purchased cigarettes
or alcohol at the store. We used
2 tests to
compare differences in proportions for nominal variables.
Cochran-Armitage tests for trend were used to examine the trend of
binomial proportions across each ordinal variable.11 Results were judged
statistically significant at P<.05 in a 2-sided test.
Logistic regression was used for multivariate analyses. The
quotations presented in this article were purposefully selected to
illustrate themes and highlight areas that warrant further research.
Most of the comments children made while shopping or playing were
spontaneous. If a child’s comment was made in response to the
researcher’s question, this is noted.

Children 2 to 6 years of age purchased a mean ± SD of 17 ± 8.8 of the 73 products in the store. The total number of products purchased did not differ by child’s age or sex. Overall, children were discerning in their choice of products. Their purchases reflected both items we expected would be popular among children (eg, 79 [65.8%] purchased cake, and 49 [40.8%] purchased Reese’s candy) and items that adults would typically buy at the grocery store (eg, 92 [76.7%] purchased at least 1 fresh fruit or vegetable, and 45 [37.5%] purchased chicken). Products used predominantly by adults (eg, medicine and toiletries) were purchased less frequently. For example, 21 children (17.5%) bought ibuprofen (Advil) and only 14 (11.7%) bought a newspaper.
Thirty-four
children (28.3%) bought cigarettes. Seventeen (50.0%) of the
children who bought the cigarettes identified them by product type
(eg, "cigarettes" or "smokes") and 6 (17.7%) identified
them by brand name (Marlboro or Camel). One third of the children who
bought cigarettes were told by the researcher that these products
were cigarettes before purchasing them, either because they asked
(n = 4) or they initially misidentified them
(n = 7) as another product. Fifteen (44.1%) of those who
purchased cigarettes bought more than one brand. Camel and Marlboro
cigarettes were selected with similar frequency (26 children
purchased Camels and 23 purchased Marlboros).
Seventy-four
children (61.7%) bought alcohol, of whom 43 (58.1%) identified it by
type (eg, "beer," "wine," or "booze"). Forty-two
percent of those who purchased it were told by the researcher that
it was alcohol (ie, beer or wine) because the child asked (n = 6)
or initially misidentified it (n = 25) as another product.
Twenty-six (35.1%) of the children who bought alcohol purchased both
beer and wine. Twenty-nine children (24.1%) purchased both
cigarettes and alcohol.
In
the unadjusted analysis, children’s cigarette purchases were
inversely associated with parent age and education and positively
associated with parental tobacco use (Table
1).
However, after adjusting for other covariates, only parental tobacco
use and children’s age significantly predicted whether or not
a child purchased cigarettes. The adjusted odds that children bought
cigarettes were almost 4 times (odds ratio [OR], 3.90; 95%
confidence interval [CI], 1.20-12.63) higher if their parents smoked
compared with those whose parents did not smoke. Children 3 to 4
years old were significantly more likely to buy cigarettes than
2-year-old children (OR, 4.94; 95% CI, 1.09-22.32) (Table
1).
|
Children’s
alcohol purchases were significantly associated with parental
alcohol use in both the unadjusted and fully adjusted models (Table
1).
The adjusted odds that children purchased alcohol were approximately
3 times (OR, 3.04; 95% CI, 1.02-9.10) higher if their parents
drank alcohol at least monthly compared with those whose parents
reported drinking less than monthly. In addition, the multivariate
analysis indicated that children were more likely to purchase
alcohol as their viewing of movies rated for older audiences
increased. The adjusted OR for purchasing alcohol was 5 times
(OR, 5.10; 95% CI, 1.14-22.90) greater if children watched
PG-13– or R-rated movies compared with those who watched only
G-rated movies infrequently (Table
1).
After
leaving the grocery store, children 3 to 6 years of age returned to
the dining room and living room setup and were free to play with the
products they purchased. Twenty-two children played with the
cigarette packs and 44 children played with the alcohol,
representing 71% and 72%, respectively, of children in this age
group who purchased these products. Children were more likely to
play with the cigarettes if their parents smoked (P = .002).
Parental alcohol use was not related to whether or not a child
played with or "used" the alcohol (P = .18).
Table
2
presents selected vignettes from the role-playing scenario. While
shopping and playing, children expressed both positive (eg, "I
like smokes") and negative attitudes toward cigarettes and
alcohol. As illustrated, negative attitudes were generally supported
by either knowledge of the negative consequences of alcohol or
tobacco (eg, "I’m definitely not going to buy those; they can
kill you") or recognition that these products are used only by
adults. Despite awareness of the negative aspects of tobacco and
alcohol use, some children still expressed a desire to try these
products (eg, "I wish I could smoke . . . but I
won’t, because it’s yucky"). Children’s play behavior suggests
that they are highly attentive to the use and enjoyment of alcohol
and tobacco and have well-established expectations about how
cigarettes and alcohol fit into social settings (eg, smoking after
dinner; leaving the men home to drink beer while the women go
shopping). Some children even mimicked the use of these products as
if it were scripted12 (see "Social
Scripts" in Table
2).
Several children were also highly aware of cigarette brands, as
illustrated by the 6-year-old boy who was able to identify the brand
of cigarettes he was buying as Marlboros but could not identify the
brand of his favorite cereal as Lucky Charms (see "Brand
Awareness" in Table
2).
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Our findings that preschoolers are familiar with and have attitudes about alcohol and tobacco are consistent with the few studies10, 13-19 of young children that have been published in this area. However, our study is the first to demonstrate that preschool children possess social cognitive scripts12 of adult social life in which the use of alcohol and tobacco play central roles. Children not only demonstrated their knowledge of alcohol and tobacco, but their behavior indicated that they have assimilated it as part of their understanding of how adults socialize. Research in social cognition suggests that cognitive scripts play key roles in guiding behavior.12, 20-21 For example, children learn at a very young age that the script of going to the movies involves paying for admission, buying popcorn, and not talking while the movie is playing. Subtle scripts, such as these, that are learned during childhood shape many of our behaviors later in life. These behaviors, which are perceived as normative, can be unconsciously triggered by environmental or social cues that have been associated with the behavior.22 Enactment of scripts can also influence one’s expectations about the behavior.23-24 We postulate that positive expectations developed early in life that link tobacco and alcohol use with social settings may prompt individuals to smoke or drink when they are old enough to find themselves in similar social situations. Further study is needed to determine the extent to which these basic cognitive scripts related to alcohol and tobacco use influence the use of these products during adolescence and adulthood.
We
found that children were more likely to "purchase" alcohol or
cigarettes if their parents used these products. Because parents are
often the primary adult role models for young children, it is not
surprising that parental cigarette and alcohol use would influence
children to choose these products while role-playing as adults. Many
more children purchased alcohol than cigarettes, perhaps reflecting
the higher prevalence of alcohol use compared with smoking among the
parents. Children were also more likely to purchase alcohol if they
watched movies rated for older audiences, suggesting that the
findings of studies linking entertainment media with adolescent
alcohol use25-26 may also apply to much
younger children. Although previous studies have demonstrated a
link between movie viewing and adolescent smoking behavior,27-28 the apparent association
was not statistically significant in this study. This could be due
to the small sample size, the lower exposure to PG-13– and R-rated
movies among younger children compared with adolescents, or
differences in the way smoking and alcohol are portrayed in movies.29 However, because we
did not measure or control for parental characteristics related to
child rearing, further study is needed to evaluate media influences
that are independent of parent or family characteristics.
We
found that the role-playing scenario was a particularly effective method
for examining preschoolers’ attitudes and perceptions about tobacco
and alcohol. The method was especially well suited for preschoolers
because they became so absorbed in the play that they expressed
themselves freely, despite the presence of an adult researcher. This
approach is more likely to yield valid information about attitudes
than methods that require young children to respond to direct
questions.30 An advantage of
the shopping component was that it allowed us to quantify the number
of children who spontaneously selected cigarettes or alcohol. The
playtime "at home" provided an opportunity to gather more
in-depth information about children’s perceptions of the social utility
of these products. Although the observational data are more
difficult to quantify, they are useful for generating hypotheses and
identifying themes for future research. For example, several of the
children’s comments demonstrated a high level of brand awareness for
cigarettes that was not apparent for alcohol, perhaps reflecting
children’s appreciation of brand loyalty among smokers.
This
study involved a convenience sample of 120 children. Almost all of
the children were white and lived in a rural or semirural area;
86.7% of the children had parents with college degrees or higher. We
do not know if these findings can be generalized to other
populations. Each role-playing session was unique, which meant that
there was some variability in the interactions between the
researcher and child participants. Because we did not change the
placement of the items in the store, we were unable to examine
ordering effects for the products. In addition, we did not use an
equal number of items for each product category, which may have
influenced a child’s likelihood of choosing different products.
Cigarette and alcohol products accounted for 15 (11%) of the 133
items stocked in the store. Although this proportion is probably
greater than what one would find in a supermarket, it is possible
that the proportion of cigarettes and alcohol products was
underrepresented relative to a convenience store. We also did not
use prominent displays of alcohol or tobacco products, as are
typically found in most stores.31 Our intent was
not to replicate a supermarket with all products in exact
proportions but to create a scenario in which the children could
freely choose what products they wanted for an "evening with
friends." We believe that the store setup achieved this intent,
and our observations of the play behavior indicated that children
intentionally chose specific products rather than randomly selecting
items. Nonetheless, we believe that it would be worthwhile to vary
the proportions of products in future studies to evaluate the extent
to which this may affect children’s choices.
Adults
are often reluctant to introduce the topic of alcohol or tobacco to
young children because they are afraid that it may be too
suggestive. Others do not believe that children think about tobacco
or alcohol at such a young age. However, the results of this study
demonstrate that preschoolers have already begun to develop
behavioral expectations regarding the use of cigarettes and alcohol.
The data suggest that observation of adult behavior, especially
parental behavior, may influence preschool children to view smoking
and drinking as appropriate or normative in social situations.
Although it is not clear whether these expectations predict future
use, the data provide compelling evidence that the process of
"initiation," which typically involves shifts in attitudes
and expectations about the behavior,32-34 begins as
young as 3 years of age. The results from this study suggest that
alcohol and tobacco prevention efforts may need to be targeted toward
younger children and their parents.
AUTHOR INFORMATION
Correspondence: Madeline A. Dalton, PhD, Department of Pediatrics, Dartmouth Medical School, One Medical Center Drive, Lebanon, NH 03756 (Madeline.Dalton@Dartmouth.edu).
Accepted
for Publication:
March 19, 2005.
Funding/Support: This study was
funded by grant 37642 from The Robert Wood Johnson Foundation,
Princeton, NJ.
Acknowledgment: We thank Diana
Leddy, MEd, for helping to develop the method for the role playing;
Marguerite Stevens, PhD, for her input on study design; M. Bridget
Ahrens, MPH, for recruiting participants; Susan Martin, BS, Holly
Pierce, BA, Laura Brown, BA, and Cynthia Patch for providing
administrative and research support for the study; Katharine
Dougherty, PhD, for her input on the analysis and interpretation of
the data; and Meghan Longacre, PhD, for her editorial comments.
Author Affiliations: Departments of
Pediatrics (Drs Dalton, Sargent, and Adachi-Mejia and Ms Bernhardt), Anesthesia
(Dr Beach), and Community and Family Medicine (Ms Gibson and Drs Sargent,
Beach, and Titus-Ernstoff), Dartmouth Medical School, Norris Cotton Cancer
Center, Lebanon, NH; and Department of Psychological and Brain Sciences,
Dartmouth College, Hanover, NH (Dr Heatherton).
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